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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED_RES | 2026-01-14 |
| NY | RA | APPROVED | 2026-01-13 |
Branch Locations
28 W. 44Th Street Ste 1200 12Th Fl, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2006 | 01/2026 |
| Michael Kessler Cfp | New York | NY | 06/2006 | Present |
| Wells Fargo Advisors Financial Network, Llc | New York | NY | 01/2026 | Present |
1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. KBK WEALTH MANAGEMENT LLC; INV RELATED;NEW YORK,NY; FINANCIAL PLANNING;33.33% OWNERSHIP; START DATE: 01/13/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-19 |
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