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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-21
TX RA APPROVED_RES 2026-01-14
NY RA APPROVED 2026-01-13
  • FL RA
    APPROVED
    Since 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2026-01-14
  • NY RA
    APPROVED
    Since 2026-01-13

Branch Locations

28 W. 44Th Street Ste 1200 12Th Fl, New York, NY 10036 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2006 01/2026
Michael Kessler Cfp New York NY 06/2006 Present
Wells Fargo Advisors Financial Network, Llc New York NY 01/2026 Present
Previous Registrations
  • 2021-06-29 → 2026-01-12
    Boca Raton, FL
    New York, NY
    New York, NY
  • 1993-02-12 → 2003-07-23
    Nathan & Lewis Securities, Inc.
    New York, NY
Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. KBK WEALTH MANAGEMENT LLC; INV RELATED;NEW YORK,NY; FINANCIAL PLANNING;33.33% OWNERSHIP; START DATE: 01/13/2026; 20 HRS PER MONTH; 20 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-09
S63 Uniform Securities Agent State Law Examination 1984-07-19
  • S65 Uniform Investment Adviser Law Examination
    1997-12-09
  • S63 Uniform Securities Agent State Law Examination
    1984-07-19
Designations

View on SEC IAPD

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