Best Investors Account Sign in
Inactive

Frederico Rodriguez Jr

Arax Advisory Partners

New York, NY

Poughkeepsie, NY

Claim This Profile
Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

2649 South Road Suite 102, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Poughkeepsie NY 03/2012 11/2016
Wells Fargo Clearing Services, Llc Poughkeepsie NY 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Poughkeepsie NY 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-28
S63 Uniform Securities Agent State Law Examination 1984-06-08
  • S65 Uniform Investment Adviser Law Examination
    2007-11-28
  • S63 Uniform Securities Agent State Law Examination
    1984-06-08
Other Names
  • Fred Rodriguez
  • Frederico Rodriguez
  • Frederico Rodriguez Jr
  • Frederico Rodriguez
  • Frederico Rodriguez Jr.
  • Frederico Rodriguez Jr
  • Frederico Rodriguez
  • Frederico Rodriguez Jr.
  • Frederico Rodriguez

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor