Joseph George Sacco

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Raymond James & Associates
  Aventura, FL

Previous Registrations

• 2009-06-01 → 2011-10-14
  Morgan Stanley
  Aventura, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Aventura, FL
• 2000-07-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Aventura, FL
  Aventura, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-04-29

Other Names

• Joe Sacco