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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-05
  • FL RA
    APPROVED
    Since 2011-10-05

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Aventura FL 09/2011 Present
  • 09/2011 → Present
    Raymond James & Associates
    Aventura, FL
Previous Registrations
  • 2009-06-01 → 2011-10-14
    Aventura, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2000-07-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Aventura, FL
    Aventura, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-29
  • S63 Uniform Securities Agent State Law Examination
    1988-04-29
Other Names
  • Joe Sacco

View on SEC IAPD

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