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Kevin Steven Morin

LPl Financial LLC

Groton, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
RI RA APPROVED 2025-03-06
  • CT RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • RI RA
    APPROVED
    Since 2025-03-06

Branch Locations

174 Bridge Street, Groton, CT 06340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Groton CT 01/2006 03/2025
Ic Advisory Services, Inc. Groton CT 06/2006 03/2025
Morin Associates , Llc Groton CT 05/1983 Present
Lpl Financial Llc Groton CT 03/2025 Present
  • 01/2006 → 03/2025
    The Investment Center, Inc.
    Groton, CT
  • 06/2006 → 03/2025
    Ic Advisory Services, Inc.
    Groton, CT
  • 05/1983 → Present
    Morin Associates , Llc
    Groton, CT
  • 03/2025 → Present
    Groton, CT
Previous Registrations
  • 2006-06-02 → 2025-03-06
    Ic Advisory Services, Inc.
    Bridgewater, NJ
  • 2006-01-04 → 2006-10-02
    The Investment Center, Inc.
    Groton, CT
    Groton, CT
  • 2004-05-25 → 2005-12-31
    Pgp Financial, Inc.
    Groton, CT
  • 2002-01-02 → 2004-05-17
    Main Street Management Company
    Groton, CT
Other Businesses

1. 03/06/2025- Morin Associates, LLC- DBA FOR LPL Business- INV Related- At Reported Business Location(s)- Start date 12/20/2024- 160 Hours Per Month- 160 Hours During Trading 2. 03/06/2025- Morin Associates, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/1986- 40 Hours Per Month- 40 Hours During Trading 3. 09/24/2025 - Morin Financial Services LLC - DBA for LPL Business (entity for LPL business) - INV Related - At Reported Business Location(s) - Start date 05/29/2025 - 140 Hours Per Month- 140 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-05
  • S63 Uniform Securities Agent State Law Examination
    1984-06-05
Designations

View on SEC IAPD

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