Michael Patrick Dowd

Current Employers

Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-12-26

CT RA
APPROVED

Since 2019-12-26

Branch Locations

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	09/2016	05/2019
Seacrest Wealth Management	Purchase	NY	09/2016	Present

09/2016 → 05/2019

Purshe Kaplan Sterling Investments

Albany, NY
09/2016 → Present

Seacrest Wealth Management

Purchase, NY

Previous Registrations

2011-06-24 → 2016-07-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
2009-10-30 → 2011-07-01

Oppenheimer & Co. Inc.

Stamford, CT

Other Businesses

1) Independent Insurance Agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-28
S63	Uniform Securities Agent State Law Examination	1984-06-21

S65 Uniform Investment Adviser Law Examination

2009-10-28
S63 Uniform Securities Agent State Law Examination

1984-06-21

View on SEC IAPD

Current Employers

Seacrest Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews