Michael Patrick Dowd

Employer firm

Seacrest Wealth Management, LLC CRD 147092

$1.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2016 → Present
  Seacrest Wealth Management
  Purchase, NY

Previous Registrations

• 2011-06-24 → 2016-07-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
• 2009-10-30 → 2011-07-01
  Oppenheimer & Co. Inc.
  Stamford, CT

Other Businesses

1) Independent Insurance Agent

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-28
• S63 Uniform Securities Agent State Law Examination
  1984-06-21