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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-25 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2009 | Present |
| Bank Of America, N.A. | Pasadena | CA | 07/2011 | Present |
I*: 2485280Entity Type: CharitableName of OBA: Firebrand FoundationAddress: Pasadena, CA Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 08/01/2025Number of Hours: 3 hrs mthlyNumber of Hours during trading: 0 Duties: Charitable organization I*3731265, Entity Type: Entity For Profit, Name of OBA: E-LD2, LLC, Address: Los Angeles, California, 90015, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Rent a single condo and manage any maintenance that might come up. The entity is an LLC. I am the sole owner of the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-03 |
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