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1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-09 |
Branch Locations
10497 Town And Country Way Suite 400, Houston, TX 77024 • United States
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial | Houston | TX | 08/2011 | Present |
| Longshore Financial Group | Houston | TX | 06/1988 | Present |
| Tucker Asset Management Llc | Littleton | CO | 04/2021 | Present |
1.) OUTSIDE INSURANCE, SELLS MEDICARE SUPPLEMENT, FIXED ANNUITIES, FIXED INSURANCE, LTC, 9/13/11. 2.) Longshore Financial Group, Investment Related, 10497 Town and Country Way, #700, Houston, TX 77024, Insurance Sales, Owner/President, Start Date 06/1988, approximately 100 hours per month all devoted during securities trading hours, Duties: Outside insurance, sells fixed annuities, fixed insurance, long-term care
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-08 |
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