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Terence Michael Zaas

Ubs Financial Services Inc.

Columbus, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-04
OH RA APPROVED 2008-11-07
  • TX RA
    APPROVED_RES
    Since 2016-04-04
  • OH RA
    APPROVED
    Since 2008-11-07

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Upper Arlington OH 10/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-11-03
    Morgan Stanley & Co. Llc
    Dublin, OH
  • 2001-04-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Dublin, OH
    Dublin, OH
Other Businesses

1)VILLAGE ACADEMY-284 S. LIBERTY STREET-POWELL,OH 43065-EFF:3-17-09-MEMBER OF THE BOARD-5 HRS. PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1986-07-02
  • S65 Uniform Investment Adviser Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1986-07-02
Other Names
  • Terry Michael Zaas
  • Terry M Zaas

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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