Richard Michael Baker

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
MA	RA	APPROVED	2006-10-27

TX RA
APPROVED_RES

Since 2026-03-24
MA RA
APPROVED

Since 2006-10-27

Branch Locations

67 Hunt Street Suite 115, Agawam, MA 01101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
P-Time Springfield Newspaper	Springfield	MA	09/1979	Present
Commonwealth Financial Network	Waltham	MA	10/2006	Present
Income Works, Inc.	Springfield	MA	10/2006	Present

09/1979 → Present

P-Time Springfield Newspaper

Springfield, MA
10/2006 → Present

Commonwealth Financial Network

Waltham, MA
10/2006 → Present

Income Works, Inc.

Springfield, MA

Previous Registrations

2004-11-09 → 2006-10-27

Osaic Wealth, Inc.

Springfield, MA

Palmer, MA
2001-05-27 → 2004-09-23

Grenier Baker & Associates, Inc

Springfield, MA
1995-01-18 → 2003-01-28

Nathan & Lewis Securities, Inc.

Springfield, MA

Other Businesses

INCOME WORKS, LLC; MANAGING MEMBER; OPERATING COMPANY FOR SECURITIES BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-25
S63	Uniform Securities Agent State Law Examination	1984-06-21

S66 Uniform Combined State Law Examination

2001-05-25
S63 Uniform Securities Agent State Law Examination

1984-06-21

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews