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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-17 |
Branch Locations
711 Silver Street Front / B, Agawam, MA 01001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Agawam | MA | 10/1987 | Present |
| Mml Investors Services, Llc | Agawam | MA | 11/1988 | Present |
(1) Name: Defilippi Family Trust Inv rel: Y Add: 70 Nolan Ln Feeding Hills MA 01030 Nature: Trustee Position: Trustee of Father's trust Start date: 1995 No. HR/MO: 2 No. HR/MO during sec trading:1 Describe duties: Trustee of Family Trust. Defilippi Family Trust is Parents Trust. (2) Name: Gianantoni & Cassell, LLC Inv rel: Y Add: 711 Silver Street Agawam MA 01001 Nature: NonMMLIA Insurance Brokerage Position: Managing Partner/Sales/Agent/Ownership Start date: 3/07/2014 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Group Life and Group Health
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-13 |
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