Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
| AL | RA | APPROVED | 2024-03-19 |
| TX | RA | APPROVED | 2024-03-14 |
Branch Locations
11 Herbert P Almgren Dr, Agawam, MA 01001 • United States
Agawam, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Framingham | MA | 10/2015 | 04/2018 |
| Massmutual | Springfield | MA | 03/2019 | 02/2020 |
| Mml Investors Services, Llc | Springfield | MA | 03/2019 | 09/2020 |
| Fidelity Investments | Framingham | MA | 05/2016 | 03/2018 |
| Unemployed | Agawam | MA | 03/2018 | 05/2018 |
| Private Capital Group Llc | West Hartford | CT | 05/2018 | 12/2018 |
| Unemployed | Agawam | MA | 12/2018 | 03/2019 |
| Mml Investors Services, Llc | Stamford | CT | 03/2021 | 03/2023 |
| Mass Mutual Life Insurance Company | Stamford | CT | 10/2021 | 03/2023 |
| Lenox Advisors | Stamford | CT | 03/2021 | 04/2023 |
| Unemployed | Agawam | MA | 09/2020 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 03/2024 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 10/2023 | 03/2024 |
| Lpl Financial Llc | Trussville | AL | 03/2024 | Present |
| Unemployed | Agawam | MA | 04/2023 | 07/2023 |
1- 03/2024 / RCM Capital Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/2024 / Fifth Avenue Financial / Non-Variable Insurance / Investment Related / 10 hrs mth / 1 hr during trading / Start date: 01/01/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-08 |
Reach out to this advisor