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Paul Eugene Turner

LPl Financial LLC

Des Plaines, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-31
TX RA APPROVED 2018-07-31
  • IL RA
    APPROVED
    Since 2018-07-31
  • TX RA
    APPROVED
    Since 2018-07-31

Branch Locations

1400 E Touhy Ave Ste 409, Des Plaines, IL 60018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul E. Turner, Attorney At Law Des Plaines IL 01/1984 Present
Turner Financial Services Des Plaines IL 01/1986 Present
Sigma Financial Corporation Ann Arbor MI 11/1991 07/2018
Sigma Planning Corp. Ann Arbor MI 02/1998 07/2018
Scientific Publishing Inc. Rolling Meadows IL 06/1998 Present
Lpl Financial Llc Plainfield IL 07/2018 Present
  • 01/1984 → Present
    Paul E. Turner, Attorney At Law
    Des Plaines, IL
  • 01/1986 → Present
    Turner Financial Services
    Des Plaines, IL
  • 11/1991 → 07/2018
    Sigma Financial Corporation
    Ann Arbor, MI
  • 02/1998 → 07/2018
    Sigma Planning Corp.
    Ann Arbor, MI
  • 06/1998 → Present
    Scientific Publishing Inc.
    Rolling Meadows, IL
  • 07/2018 → Present
    Plainfield, IL
Previous Registrations
  • 1998-02-05 → 2018-08-01
    Des Plaines, IL
    Ann Arbor, MI
Other Businesses

1)07/31/2018 - DBA for LPL Business (entity for LPL business) - Turner Financial Services, Inc. - 90% - INVESTMENT RELATED - DES PLAINES, IL 60018 2)07/31/2018 - Non-Variable Insurance - Turner Financial Services, Inc. - 10% - INVESTMENT RELATED - DES PLAINES, IL 60018 3)07/31/2018 - Legal Services - Paul E. Turner, Attorney at Law - 10% - INVESTMENT RELATED - DES PLAINES, IL 60018 4). 10/29/2018 - Professional Wealth Advisors PWA - DBA: PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/01/2018 - 0 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-08
  • S63 Uniform Securities Agent State Law Examination
    1991-07-08
Other Names
  • Paul E Turner

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