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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Elmira | NY | 05/2016 | Present |
| Mml Investors Services, Llc | Rochester | NY | 03/2017 | Present |
1)NAME: ELMIRA EXPRESS BOOSTER CLUB, INC, INV REL:N ADDR:777 S MAIN STREET, ELMIRA NY 14904, NATURE: SUPPORT, PROMOTE AND ENHANCE SPORTS/BAND/CLUB ACTIVITIES AT ELMIRA HIGH SCHOOL, POSITION: SECRETARY, START: 7/1/2024, NO HR/MO: 2-3 NO HR/MO DUR TRADING:0 DUTIES: TAKING NOTES AND SUMMARIZING MONTHLY MEETINGS, SCHEDULING CONCESSION STANDS, VOLUNTEER AT FUNDRAISERS, HELP OPEN/CLOSE CONCESSION STANDS, APPROVE FUNDING REQUESTS WITH CLUB MEMBERS, DEPOSIT MONIES INTO THE CLUB BANK ACCOUNT WHEN NEEDED AND PURCHASE ITEMS ON THE CLUB'S BEHALF TO SELL AT GAMES/EVENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-24 |
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