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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-12-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Novato | CA | 12/2007 | Present |
1. 12/06/2007 - TLC INVESTMENT MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 12/18/2007- LIFE & LTC, NON-VARIABLE INSURANCE- 10% TIME SPENT- NOVATO, CA 3. 12/08/2025 - Lamond Company Inc. - Other - residential design and construction - Not Investment Related - At Reported Business Location(s) - Start Date 03/12/2021 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-28 |
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