Geoffrey Carson Aden

Current Employers

Employment History

• 01/2014 → 12/2021
  Cetera Advisors
  Denver, CO
• 12/2021 → 01/2024
  Woodbury Financial Services Inc
  Petaluma, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Novato, CA

Previous Registrations

• 2021-12-15 → 2024-01-19
  Woodbury Financial Services, Inc.
  San Diego, CA
  Novato, CA
  Petaluma, CA
• 2014-01-16 → 2021-12-20
  Cetera Advisors Llc
  Petaluma, CA
  San Diego, CA
  Santa Rosa, CA
• 1999-01-28 → 2014-01-21
  Lpl Financial Llc
  Petaluma, CA
  San Francisco, CA

Other Businesses

1. ADEN FINANCIAL SERVICES POSITION: Insurance Agent; Nature: Sole Proprietorship; INVESTMENT RELATED, 1 HOUR PER WEEK - 2 TRADING HOURS, Start 10/1/1998 ADDRESS: 1755 Baywood Drive, Petaluma, CA 94954 DESCRIPTION: Insurance case design for existing and new clients. 2. ADEN SCHROLL TRUST POSITION: Trustee; INVESTMENT RELATED, 1 HOUR PER WEEK - 4 TRADING HOURS, Start 01/30/2002 ADDRESS: 100 Thorndale Drive #228, San Rafael, CA 94903 DESCRIPTION: Money management and updating of trustees and my mother on investment activity. 3. NEW ASPECT F.S. POSITION: Registered Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 12/16/2021 ADDRESS: 1500 Grant Avenue, #314, Novato CA 94945, United States DESCRIPTION: This is one and the same with my securities business. We just use the New Aspect name as our dba. This has been disclosed for over 3 years now and approved.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-12
• S63 Uniform Securities Agent State Law Examination
  1991-08-29