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1500 Grant Ave Ste 238, Novato, CA 94945 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Novato | CA | 06/2016 | Present |
| Ketron Financial Llc | Novato | CA | 03/2024 | Present |
Ketron Financial, LLC., 1500 Grant Avenue, Ste 238, Novato, CA 94945 IRIA, DBA, June 2024 to present, 40 hours per month, 20 hours during trading, Consultant-IAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-09 |
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