Aaron Michael Cooperband

Current Employers

Employment History

• 07/2010 → 01/2024
  Woodbury Financial Services, Inc
  Tiburon, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Napa, CA

Previous Registrations

• 2010-07-23 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lafayette, CA
  Napa, CA
  Tiburan, CA
  San Diego, CA
• 2009-02-18 → 2010-07-22
  Equitable Advisors, Llc
  San Francisco, CA
  Tiburon, CA
  Tiburon, CA
  San Francisco, CA

Other Businesses

1)AARON COOPERBAND; INV REL; SF, CA 94109; SELL INS/ANNUITIES 3/1/09; 2HR/MO; 2HR/MO DURING TRADING 2)COOPERBAND INVESTMENTS; NONINVT REL; SF, CA 94109; RENTAL PROPS; 11/1/07; 4 HRS/MO, NE DURING TRADING; OVERSEE HIRED PROPERTY MANAGERS/MAKE BUY/SELL DECISIONS. 3) 1080 SUTTER STREET HOA POS: Board Member NATURE: HOA INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 7/6/23 ADDY: San Fran CA 94109 DESCRIPT: Manage HOA duties 4)MELROSE SOUND STUDIOS; NON INV REL; OAKLAND, CA; A LIVE/WORK SOUND STUDIO APT COMPLEX; OWNER; 4/9/2013; 1HR/MO; 1HR/MO; MANAGE PROP MG, MEET CONTRACTORS. 5)REDWOOD REV TR: Trustee NATURE: Revocable trust IVT RELATED: Y; 0; 0; 11/20/14; , #1001, SF CA 94109; Trustee of own assets 6)1234 47TH AVE., LLC: Owner NATURE: Holding company for personal real estate. IVT RELATED: Y NUMBER OF HRS:0 SEC TRADING HRS: 0; 11/21/14: SF CA 94109: No additional duties beyond ones already disclosed 7)BRISTLECONE PINE LLC; Owner ; NATURE:LLC holding company for personal real estate; Y; 0; 0; 2/17/15; SF CA 94109; Duties already disclosed 8)NNEW ASPECT FINANCIAL SERVICES, LLC POS: Partner NATURE: Partnership INVESTMENT RELATED: Y # OF HRS: 2 SECURITIES TRADING HRS: 2; 10/8/15; ADDY: Napa CA 94559; DESCRIP: Securities/insurance sales. Financial planning/advice. 9)BAYFRONT PROPERTIES; POS: CEO NATURE: S Corp INVESTMENT RELATED: Y # OF HRS: 0 SECURITIES TRADING HRS: 0; 4/8/16; ADDY: SF CA 94109; DESCRIP: MGMT CO 10) 1247 48TH AVE LLC POS: Pres NATURE: LLC INVESTMENT RELATED: Y NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0; 10/26/16; ADDY: SF CA 94109; DESCRIPT: Manage personal real estate investments contained in the LLC 11)ZELKOVA LLC POS: Pres NATURE: LLC INVESTMENT RELATED: Y # OF HRS: 0 SECURITIES TRADING HRS: 0; 8/24/16; ADDY: SF CA 94109; DESCRIPT: Passthrough vehicle holding personal real estate invest 12)NEW ASPECT CAPITAL STRATEGIES: Partner: LLC INV RELATED: Y HRS:4 SEC:4 3/13/19 Napa CA 94559: Execute in-house investment strategy for clients 13)1638-1640 35TH AVE HOA : member INVESTMENT RELATED: No ; HRS: 0; SEC: 0; 04/09/20 Oakland CA 94601 14)3216-3218 63RD AVE HOA : member IVT RELATED: Y HRs: 0 ; SEC: 0; 5/12/20 Oakland CA 94601 15)REAL ESTATE BROKER POS: Broker NATURE: S Corp INVESTMENT RELATED: Y # OF HRS: 0 SECURITIES TRADING HRS: 0; 10/23/10; ADDY: SF CA 94109; DESCRIPT: real estate purchases/sales 16) ONLINE BUYING & SELLING OF SMALL ITEMS NATURE: Sole Proprietorship IVT RELATED: No HRS:20 SEC HRS:10; 1/1/2000 ADDY: SF CA 94109: buy/sell small items f 17. HOSPITAL DE LA FAMILIA POS: Finance Committee Member NATURE: Non-profit hospital INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 3/13/23 ADDY: Richmond CA 94805 DESCRIPT: group, review quarterly financials 18. HOSPITAL DE LA FAMILIA FOUNDATION POSITION: Board Member NATURE: US-based funding organization for a non-profit hospital based in Guatemala INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 3/13/23 ADDY: Richmond CA 94805 DESCRIPT: As a group, review quarterly financials. Provide financial oversight for the non-profit hospital. 19. HIMAWARI REVOCABLE TRUST POS: Trustee NATURE: Trust for holding personal investment assets INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HOURS: 0 START DATE: 4/6/26 ADDRESS: San Francisco CA 94109 DESCRIP: long term investment decisions for personal investments 20. HIMAWARI INVESTMENTS LLC POSITION: owner NATURE: LLC for holding personal investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2026 ADDRESS: 1080 Sutter Street, #1001, San Francisco CA 94109, United States DESCRIPTION: investing personal funds 21. BAYFRONT INVESTMENTS LLC POS: owner NATURE: LLC holding company for my family's personal investment activities INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2/11/26 ADDY: SF CA 94109 DESCRIPTION: invest personal funds for my family

Exams

• S66 Uniform Combined State Law Examination
  2009-02-06
• S63 Uniform Securities Agent State Law Examination
  1990-10-05

Other Names

• Aaron Cooperband