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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-10-15 |
Branch Locations
1299 S Beretania St Ste 220, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2004 | 10/2020 |
| Tsukazaki & Associates Llc | Honolulu | HI | 01/2004 | Present |
| Tao Investments Hawai'i | Honolulu | HI | 08/2019 | Present |
| Lpl Financial, Llc | Honolulu | HI | 10/2020 | Present |
1)09/18/2019 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TAO INVESTMENT HAWAI'I - INVESTMENT RELATED - HONOLULU, HI 96814 2)12/26/2003 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TSUKAZAKI & ASSOCIATES, LLC - NOT INVESTMENT RELATED - HONOLULU, HI 96814 3)03/01/1984 - NON-VARIABLE INSURANCE - PETER TSUKAZAKI - 1% - INVESTMENT RELATED - HONOLULU, HI 96814 4) 10/15/2020 - Jon Tsukazaki (deceased) Revocable Trust - Investment Related - Home Based - Act in a Fiduciary Capacity - Successor Trustee - Started 07/27/2000 - 0 Hours Per Month - Time Spent 0% - Successor Trustee for a family trust.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-07 |
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