Craig Lambert Massey

Current Employers

Employment History

• 04/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 04/2013 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2009-06-01 → 2013-05-16
  Morgan Stanley
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Houston, TX
• 1998-11-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX

Other Businesses

*PBK JOINT VENTURE. LIMITED PARTNER WITH 628 HIGHWAY 3 LTD. *MEMBER WITH THE AMERICAN DIABETES ASSOCIATION.*MK RESOURCE PARTNERS, LP LEASE PROPERTY, PARTICIAPTE IN DRILLING.*FOR-PROFIT ORG; CAPM INVESTMENTS LTD; INVESTMENT RELATED: Y; ADDRESS: HOUSTON, TX; POSITION: OWNER; START DATE: 3/1/2000; HOURS: 1 HR MTHLY; HOURS DURING TRADING HOURS: 0; DUTIES: ESTATE PLANNING INV LP.*FOR-PROFIT NAME: MASSI MANAGEMENT CORPORATION; INVESTMENT: Y; ADDRESS: HOUSTON, TX; NATURE: CORPORATION; POSITION: OWNER; START DATE: 3/1/2000; HOURS: 3 MTHLY; HOURS DURING TRADING HOURS: 0; DUTIES: PRESIDENT AND SOLE SHAREHOLDER, GP OF CAPM INVS. LTD.*FOR PROFIT; GEORGES - MASSEY FAMILY PARTNERS LP; INVESTMENT: Y; ADDRESS: HOUSTON, TX; NATURE: LIMITED PARTNERSHIP; POSITION: GENERAL PARTNER; START DATE: 10/20/1997; HOURS: 10 ANNUALLY; HOURS DURING TRADING HOURS: 0; DUTIES: OWNS ASSET TO BENEFIT CHILDREN.*FOR PROFIT; FAMILY TRUST; INVESTMENT: Y; ADDRESS: HOUSTON, TX; POSITION: TRUSTEE; START DATE: 12/16/2012; HOURS: 1 ANNUALLY; HOURS DURING TRADING HOURS: 0; DUTIES: STANDING IN AS TRUSTEE UNTIL CHILD TURNS 18*FOR PROFIT; FAMILY TRUST; INVESTMENT: Y; ADDRESS: HOUSTON, TX; NATURE OF BUSINESS: TRUST; POSITION, TITLE, ASSOCIATION: TRUSTEE; START DATE OF RELATIONSHIP: 12/17/2012; HOURS DEVOTED: 1 HR ANNUALLY; HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: STEP IN UNTIL CHILD TURNS 18 I*113097; Non-Profit Organization; Name: Art League Houston - Texas Artists Today 2; Investment related: No; Address: Houston, Texas 77006 Position: Consultant; Start date: 4/28/2018; Hours devoted: 10 hrs Mthly; Hours devoted during trading hours: 0; Duties: Entity is a non profit to support artists - the book is a project of the charity to empower artists I*455809For profit or not for profit: Entity For Profit Name of outside business organization: McHeadley Society Investment related: No Address of business: Houston, TX Position: Owner, Start date of relationship: 8/1/2023 Hours devoted: 1 hr Yearly Hours devoted during trading hours: 0 Duties: Member - run a golf tournament every two years. I* 1022421 Entity Type: For Profit Name: Massey Art Park LLC Investment related: No Address: Houston, TX, 77089Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 02/01/2021Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: The is a real estate property in Houston that is owned by my three daughters Trusts and my entity CAPM Investments, LTD and its GP Massi Managment Corp which is disclosed in AIM and I own 100%.i have a professional third party company fixing the property it will be rented long term. There are no members outside my family with any ownership .I*: 2132284Entity Type: Entity For Profit Name of OBA: River Oaks Country ClubAddress:Houston,TX77019Investment Related: No Position: Board Member, Director Employee Start Date: 05/01/2025 Hours:1hr mthly Hours during trading:0 Duties: Board member of the Country Club. I would attend about 10 board meetings over a three year period and likely oversee the wine committee. I*2477303 Type: Charitable Name: The Afrofuturism Impulse, A. M. - Art Book Address: Houston, TX Investment: No Position Loan Holder Start Date: 6/1/25Hours: 2 mthly Hours during trading: 0 Duties: I will loan the entity funds for the book, with no profit expectation. I get my money back from CAPM Inv. Ltd then the profits go to the artist and the head editor writer, head of Religious studies at Rice Univ. I*1690305 Type: N/A Name: River Oaks Country Club Address: Houston, TX Investment: No Position: Board Member Start Date: 01/01/2023 Hours: 1, Monthly Hours during trading: 0, Monthly Duties: run country club. Serve as a Board member with meetings once a month. I would serve on the Greens Committee which oversees the Golf Course operations as my Board responsibility.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-11
• S63 Uniform Securities Agent State Law Examination
  1984-06-11