Karen Kallem

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-03-08
WI	RA	APPROVED	2010-03-08

TX RA
APPROVED_RES

Since 2010-03-08
WI RA
APPROVED

Since 2010-03-08

Branch Locations

1534 Fairway Lane, Elkhorn, WI 53121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Elkhorn	WI	03/2010	Present

03/2010 → Present

Wells Fargo Advisors Financial Network Llc

Elkhorn, WI

Previous Registrations

2008-01-01 → 2010-03-08

Wells Fargo Clearing Services, Llc

Lake Geneva, WI

Lake Geneva, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-20
S63	Uniform Securities Agent State Law Examination	1988-06-24

S65 Uniform Investment Adviser Law Examination

1998-01-20
S63 Uniform Securities Agent State Law Examination

1988-06-24

Other Names

Karen Marie Newcomb
Karen Newcomb Ramsett
Karen Marie Ramsett
Karen M Kallem

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews