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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-27 |
| IA | RA | APPROVED | 2000-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco / Private Ledger | Waterloo | IA | 05/2000 | Present |
| Mclaughlin Invstmnt Srvcs | Waterloo | IA | 04/2000 | Present |
1. 11/8/2006 - DBA ONLY - MCLAUGHLIN INVESTMENT SERVICES - WATERLOO, IA. 2. 5/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start 05/08/2017 - 0 Hours Per Month - notary public.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-30 |
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