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Thomas Pierson Espy

&Partners

Nashville, TN

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2014-05-22
  • TN RA
    APPROVED
    Since 2014-05-22

Branch Locations

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wileybros Aintree Capital Nashville TN 07/2013 Present
  • 07/2013 → Present
    Wileybros Aintree Capital
    Nashville, TN
Previous Registrations
  • 2009-04-17 → 2010-08-16
    Sanders Morris Llc
    Greenwich, CT
    Denver, CO
  • 1998-12-08 → 2009-03-30
    Stanford Group Company
    Denver, CO
    Denver, CO
Other Businesses

JACKTEN CORP 3323 GOLF CLUB LANE NASHVILLE TN 37215, DORMANT, HOLDING CO, NO ACTIVITY, PRESIDENT, 2000, 0, 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-21
S63 Uniform Securities Agent State Law Examination 1984-05-25
  • S66 Uniform Combined State Law Examination
    2014-05-21
  • S63 Uniform Securities Agent State Law Examination
    1984-05-25
Other Names
  • Tom Espy

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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