Alfred Francis Kelly

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-03-30
NJ	RA	APPROVED	2009-03-31

TX RA
APPROVED_RES

Since 2011-03-30
NJ RA
APPROVED

Since 2009-03-31

Branch Locations

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Red Bank	NJ	03/2009	Present

03/2009 → Present

Ubs Financial Services Inc

Red Bank, NJ

Previous Registrations

2002-07-05 → 2009-04-14

Citigroup Global Markets Inc.

Red Bank, NJ

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-18
S63	Uniform Securities Agent State Law Examination	1984-01-14

S66 Uniform Combined State Law Examination

2002-06-18
S63 Uniform Securities Agent State Law Examination

1984-01-14

Other Names

Alfred Fransis Kelly
Alfred Francis Kelly
Fred Kelly

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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