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Inactive

Erik Cecil Barnes

Retirement Portfolio Partners

Warrenville, IL

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Current Employers
Retirement Portfolio Partners

27475 Ferry Road, Warrenville, IL 60555 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
IL RA APPROVED 2012-08-08
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • IL RA
    APPROVED
    Since 2012-08-08

Branch Locations

27475 Ferry Road, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Farm Capital Management, Llc Montgomery IL 04/2008 Present
  • 04/2008 → Present
    The Farm Capital Management, Llc
    Montgomery, IL
Previous Registrations
  • 2011-05-03 → 2011-12-31
    Retirement Portfolio Partners
    Warrenville, IL
  • 2009-10-19 → 2010-07-13
    Level Four Financial, Llc
    Oswego, IL
    Dallas, TX
  • 2008-05-13 → 2009-09-10
    Next Financial Group, Inc.
    Plainfield, IL
    Oswego, IL
  • 2007-01-17 → 2008-04-29
    Edward Jones
    St Louis, MO
    Montgomery, IL
    Yorkville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13

View on SEC IAPD

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Other Investors

VINCENT JASON RAMIREZ
MARC ALLEN SWEDA
DAVID JOHN SOPER
JOSEPH R BOOK
MICHAEL JOSEPH MCDONNELL
Mitchell James Sullivan
PARKER CHAD MULLEN
LARK LEE RAMIREZ

Other Offices

OSAIC WEALTH, INC. · WARRENVILLE, IL
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Warrenville, IL
OSAIC WEALTH, INC. · WARRENSVILLE, IL
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Warrenville, IL
OSAIC WEALTH, INC. · WARRENVILLE, IL
EFFICIENT CAPITAL MANAGEMENT LLC · WARRENVILLE, IL
PRAIRIE INVESTMENT ADVISORS, LLC · NAPERVILLE, IL
PFS INVESTMENTS INC. · NAPERVILLE, IL

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