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Gary Bruce Miller

LPl Financial LLC

Old Tappan, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-07-30
  • NJ RA
    APPROVED
    Since 2018-07-30

Branch Locations

1 Dewolf Road, Suite 206, Old Tappan, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securites ,Inc San Diego CA 07/2015 07/2018
First Allied Advisory Services, Inc Chesterfield MO 07/2015 07/2018
Lpl Financial, Llc Old Tappan NJ 07/2018 Present
Myriad Wealth Management Group Hawthorne NY 07/2018 08/2020
  • 07/2015 → 07/2018
    First Allied Securites ,Inc
    San Diego, CA
  • 07/2015 → 07/2018
    First Allied Advisory Services, Inc
    Chesterfield, MO
  • 07/2018 → Present
    Old Tappan, NJ
  • 07/2018 → 08/2020
    Myriad Wealth Management Group
    Hawthorne, NY
Previous Registrations
  • 2015-07-29 → 2018-07-27
    First Allied Advisory Services, Inc.
    Hawthrone, NY
  • 2002-06-06 → 2015-07-28
    National Planning Corporation
    Hawthrone, NY
    New York, NY
Other Businesses

1. 7/27/2018 - Gary B. Miller, CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA, Preparer - Started 01/01/1980 - 12 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Tax preparation services. 2. 7/27/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2000 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 5% - Sells: Term, UL, Whole Life. 3. 7/27/2018 - Myriad Wealth Management Group, Ltd. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2003 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-20
S63 Uniform Securities Agent State Law Examination 1984-05-17
  • S65 Uniform Investment Adviser Law Examination
    1997-01-20
  • S63 Uniform Securities Agent State Law Examination
    1984-05-17

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