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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-07-30 |
Branch Locations
1 Dewolf Road, Suite 206, Old Tappan, NJ 07675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securites ,Inc | San Diego | CA | 07/2015 | 07/2018 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 07/2015 | 07/2018 |
| Lpl Financial, Llc | Old Tappan | NJ | 07/2018 | Present |
| Myriad Wealth Management Group | Hawthorne | NY | 07/2018 | 08/2020 |
1. 7/27/2018 - Gary B. Miller, CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA, Preparer - Started 01/01/1980 - 12 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Tax preparation services. 2. 7/27/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2000 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 5% - Sells: Term, UL, Whole Life. 3. 7/27/2018 - Myriad Wealth Management Group, Ltd. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2003 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-17 |
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