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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-05-12 |
Branch Locations
10100 Trinity Parkway Suite 320, Stockton, CA 95219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Stockton | CA | 05/2016 | Present |
1. Vineyard Owner- sole ownership; Not Investment Related, P.O. Box. 1184, Woodbridge, CA 95258, Grape Growing; Owner; No Duties- Vineyard management in place; Affiliation started 01/01/14, 20 hours per year; not during securities trading hours; spouse is co-owner; Vineyard Management In Place; not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-15 |
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