Thomas Kenneth Winkler

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Stockton, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Stockton, CA

Other Businesses

Real Estate Ownership; Commercial; 2087 Grand Canal Blvd., Suite 2 and 3, , Stockton, CA, 95207; Not Investment-Related; 10/01/1997. Independent Insurance Brokering; AIG Annuity; 12/24/2002; Fixed Annuity / AIG Life Insurance; 07/16/1987; Fixed Annuity / American National; 04/19/2016; Fixed Annuity, Whole Life / Anthem Blue Cross; 12/01/1993; Medicare Supplement, Health / Jackson National; 08/31/2011; Fixed Annuity / Kaiser Permanente Ins; 11/13/2006; Health, Medicare Supplement / Unitedhealthcare Insurance; 07/24/2012; Medicare Supplement. Business Ownership; Exactacator, Inc.; Stockholder 7%; Bowling Accessories; 2237 Stagecoach Road, , Stockton, CA, 95215; Investment-Related; 10/01/1983; 0 hours per month; 0 during trading hours / Nakashima Golf, Inc; Stockholder 7%; Golf Clubs and Golf Accessories; 2237 Stagecoach Road, , Stockton, CA, 95219; Investment-Related; 07/01/2007; 0 hours per month; 0 during trading hours / EUREKA BBQ CLEANER; Co-owner; BBQ Cleaning business.; 4567 Morada Place, , Stockton, CA, 95212; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 0 during trading hours. Board of Directors; one.TLC School for the Homeless; Board Member/Treasurer; 22 S. Van Buren St, , Stockton, CA, 95203; Investment-Related; 02/01/2013; 1 to 9 hours per month; 0 during trading hours / Rialto Bridge Office Park Assn; President; 2087 Grand Canal Blvd, Suite 2, Stockton, CA, 95207; Investment-Related; 01/01/1999; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-30
• S63 Uniform Securities Agent State Law Examination
  1987-09-03