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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-03 |
| CA | RA | APPROVED | 2001-06-25 |
Branch Locations
2087 Grand Canal Blvd Ste 2, 3 & 4, Stockton, CA 95207 • United States
Stockton, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Stockton | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Stockton | CA | 03/2020 | Present |
Independent Insurance Brokering; Kaiser; 12/13/2006; . Board of Directors; Friends of Swenson; President; 6507 Pacific Ave #145 Stockton, CA 95207, ,; Not Investment-Related; 04/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Humphreys College; Trustee; 6650 Inglewood AvenueStockton CA 95207, , Stockton, CA, 95207; Not Investment-Related; 12/01/2013; 1 to 9 hours per month; 0 during trading hours / Stockton Host Lions Club; Treasurer; Po Box 1865, , Stockton, CA, 95201; Not Investment-Related; 07/02/2000; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-30 |
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