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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
2087 Grand Canal Blvd Ste 2, 3 & 4, Stockton, CA 95207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Stockton | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Stockton | CA | 05/1992 | Present |
Real Estate Ownership; Commercial; 2087 Grand Canal Blvd., Suite 4 , , Stockton, CA, 95207; Not Investment-Related; 09/01/2011. Board of Directors; Rialto Bridge Office Park; Director/Secretary; 2027 & 2087 Grand Canal Blvd, , Stockton, CA, 95207; Not Investment-Related; 03/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / San Joaquin Zoological Society; Treasurer; 2027 Grand Canal Blvd, Suite 30, Stockton, CA, 95207; Not Investment-Related; 01/13/2014; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-18 |
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