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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-21
FL RA APPROVED 2011-05-09
TX RA APPROVED_RES 2006-10-06
  • LA RA
    APPROVED
    Since 2015-10-21
  • FL RA
    APPROVED
    Since 2011-05-09
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

4807 County Road 466A, The Villages, FL 34785 • United States

4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 09/2005 03/2020
Ameriprise Financial Service, Llc Metairie LA 05/1984 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Metairie, LA
  • 05/1984 → Present
    Ameriprise Financial Service, Llc
    Metairie, LA
Other Businesses

Business Ownership; Mansa Musa Partners; Member/Manager; Administrative and operational support and expense sharing; 2955 Ridgelake Dr, Ste 103, Metairie, LA, 70002; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Operations; Member/Manager; Administrative and operational support; 2955 Ridgelake Dr, Ste 103, Metairie, LA, 70002; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Stephens Properties of FL LLC; Member; Real estate; 4807 CR-466A, , Wildwood, FL, 34785; Investment-Related; 01/01/2014; 0 hours per month; 0 during trading hours / Stephens Properties LLC; Member; Real estate; 2955 Ridgelake Dr, , Metairie, LA, 70002; Investment-Related; 01/01/2000; 0 hours per month; 0 during trading hours. Outside Employment; Mansa Musa Operations; Member/Manager - Member/Manager; ; 2955 Ridgelake Dr, Ste 103, , Metairie, LA, 70002; Not Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Partners; Member/Manager - Member/Manager; ; 2955 Ridgelake Dr, Ste 103, , Metairie, LA, 70002; Not Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-03
  • S63 Uniform Securities Agent State Law Examination
    1989-04-03
Other Names
  • Juanita Caldera Stephens
  • Juanita Caldarera Stephens
  • Anita Reynolds
  • Juanita Caldarera Reynolds

View on SEC IAPD

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