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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-15 |
| WA | RA | APPROVED | 2022-02-15 |
Branch Locations
33801 1St Way S Ste 271, Federal Way, WA 98003-4547 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Wells Fargo Advisors Financial Network, Llc | Federal Way | WA | 09/2016 | 02/2022 |
| Lpl Financial | Federal Way | WA | 02/2022 | Present |
1) 1/2022 - DBA for LPL Business (entity for LPL business) - Main Street Wealth Advisors - Investment Related - Federal Way, WA 98003
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-24 |
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