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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-08
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2018-05-08
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 02/2013 Present
Previous Registrations
  • 2004-01-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    Nashville, TN
    Nashville, TN
Other Businesses

1)Name of Business : avalan Address: madison, AL Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 10/11/2011 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-16
S63 Uniform Securities Agent State Law Examination 1984-07-10
  • S65 Uniform Investment Adviser Law Examination
    1998-12-16
  • S63 Uniform Securities Agent State Law Examination
    1984-07-10

View on SEC IAPD

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