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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
IL RA APPROVED 2017-08-25
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • IL RA
    APPROVED
    Since 2017-08-25

Branch Locations

412 Sw Washington St. Suite C, Peoria, IL 61602 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments, Inc. Peoria IL 04/2010 08/2017
Kestra Investment Services, Llc Peoria IL 08/2017 Present
Kestra Advisory Services, Llc Peoria IL 08/2017 Present
  • 04/2010 → 08/2017
    Wfg Investments, Inc.
    Peoria, IL
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Peoria, IL
  • 08/2017 → Present
    Peoria, IL
Previous Registrations
Other Businesses

Business Name: Kestra Financial Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/23/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Monitor performance, fees, and investment activities.Business Name: KB Elliott Financial Advisors Investment Related: Yes Address: 412 SW Washington St. Suite C Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/23/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-20
S63 Uniform Securities Agent State Law Examination 1984-06-01
  • S65 Uniform Investment Adviser Law Examination
    1992-07-20
  • S63 Uniform Securities Agent State Law Examination
    1984-06-01
Other Names
  • Robert Joseph Miller

View on SEC IAPD

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