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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-05-21 |
| TX | RA | APPROVED | 2016-01-04 |
| WA | RA | APPROVED | 2016-01-04 |
Branch Locations
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
Sandpoint, ID • United States
Bellevue, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 01/2016 | Present |
| City National Bank | Seattle | WA | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-22 |
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