Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-03-12 |
| NM | RA | APPROVED | 2021-02-22 |
| TX | RA | APPROVED_RES | 2021-02-21 |
Branch Locations
926 Incline Way Suite 250 [Satellite], Incline Village, NV 89451 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
414 Old Taos Hwy [Satellite], Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Fe | NM | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Fe | NM | 11/2016 | 02/2021 |
| Wells Fargo Advisors Financial Network, Llc | Santa Fe | NM | 02/2021 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | Incline Villiage | NV | 03/2024 | Present |
TRUSTEE FOR PARENTS TRUST; INV. RELATED; SANTA FE, NM; START 2/19/2021; 1 HR PER MONTH; 0 HRS DURING TRADING. ADVANCED WEALTH MGMT LLC, INV RELATED, SANTA FE, NM, 100% OWNERSHIP, START 2/1/2021, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR ADVANCED WEALTH MANAGEMENT LLC DBP, INV RELATED, SANTA FE, NM, START: 10/14/2022, LESS THAN 1 HOUR PER MONTH, 0 HOURS DURING TRADING, FINET PRACTICE DBP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
Reach out to this advisor