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Glenn Thomas Brohman

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

Fort Lauderdale, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-09-28
TX RA APPROVED 2005-09-28
FL RA APPROVED 2005-09-14
  • PA RA
    APPROVED
    Since 2005-09-28
  • TX RA
    APPROVED
    Since 2005-09-28
  • FL RA
    APPROVED
    Since 2005-09-14

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Other Businesses

1. TRUSTEE TO THE ALEXIS C BROHMAN FAMILY TRUST 2. TRUSTEE TO THE MORGAN G BROHMAN FAMILY TRUST 3. TRUSTEE TO THE GLENN BROHMAN FAMILY TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-12
S63 Uniform Securities Agent State Law Examination 1985-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    1985-07-23

View on SEC IAPD

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