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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-13
FL RA APPROVED 2022-02-14
OH RA APPROVED 2007-02-09
  • TX RA
    APPROVED
    Since 2025-01-13
  • FL RA
    APPROVED
    Since 2022-02-14
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/2007 Present
Previous Registrations
  • 2006-09-01 → 2007-02-09
    Keybanc Capital Markets Inc.
    Columbus, OH
    Columbus, OH
    Columbus, OH
Other Businesses

Resurrecting Lives Foundation / 6274 Perimeter Loop Road Dublin,ohio 43017 / Foundation/ Other Military awareness for traumatic brain injury / Treasurer / Member of Board of Directors / / Treasurer / Start Date 5/1/12 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-31
S63 Uniform Securities Agent State Law Examination 1985-01-28
  • S65 Uniform Investment Adviser Law Examination
    2006-08-31
  • S63 Uniform Securities Agent State Law Examination
    1985-01-28
Other Names
  • Stephanie Ann Stahl

View on SEC IAPD

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