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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-13 |
| FL | RA | APPROVED | 2022-02-14 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 02/2007 | Present |
Resurrecting Lives Foundation / 6274 Perimeter Loop Road Dublin,ohio 43017 / Foundation/ Other Military awareness for traumatic brain injury / Treasurer / Member of Board of Directors / / Treasurer / Start Date 5/1/12 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-28 |
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