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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-18 |
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
299 Park Avenue 21St Floor, New York, NY 10171 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 11/2013 | 07/2022 |
| B. Riley Wealth Advisors | New York | NY | 05/2014 | Present |
| B. Riley Wealth Management | New York | NY | 09/2021 | Present |
1. B. Riley Wealth Tax Services; Non investment related; 299 Park Ave 21st Floor New York, NY 10171; Tax preparation; Tax preparer; Start date 7/22/2022; 40 hrs/week devoted during securities trading hrs. 2. B. Riley Wealth Insurance; Investment related; 299 Park Ave 21st Floor New York, NY 10171; Life and health insurance sales; Representative; 40 hrs/week devoted during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-21 |
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