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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2025-01-03 |
| MD | RA | APPROVED | 2024-05-22 |
| IA | RA | APPROVED | 2024-05-13 |
| KS | RA | APPROVED | 2024-05-10 |
| MA | RA | APPROVED | 2024-05-03 |
| GA | RA | APPROVED | 2024-03-06 |
| IN | RA | APPROVED | 2024-03-05 |
| NJ | RA | APPROVED | 2023-08-18 |
| NC | RA | APPROVED | 2023-08-02 |
| CA | RA | APPROVED | 2023-07-28 |
| CT | RA | APPROVED | 2023-07-28 |
| MN | RA | APPROVED | 2023-07-28 |
| PA | RA | APPROVED | 2023-07-28 |
| FL | RA | APPROVED | 2023-06-08 |
| NY | RA | APPROVED | 2021-04-26 |
| IL | RA | APPROVED | 2019-12-10 |
| MI | RA | APPROVED | 2019-11-22 |
Branch Locations
310 Riverside Drive Suite 1420, New York, NY 10025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | New York | NY | 03/2004 | Present |
| Rita Robbins Associates | New York | NY | 09/1994 | Present |
| Affiliated Advisors, Inc | New York | NY | 03/2004 | 03/2021 |
1) THE LAVENDER PROJECT LLC POSITION: Owner NATURE: Lavender Farm -Lavender Hill lavender is grown without SPRAYS, pesticides, or herbicides in the most pristine environment possible for this most essential herb. This is accomplished by covering the fields with weed barrier cloth which has the added benefits of preventing weeds which battle with the lavender for nutrients, keeping the soil warm, reducing drying from the winds, and yielding a clean product for culinary and craft use. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/16/2015 ADDRESS: 07354 Horton Bay Rd., Boyne City MI 49712 DESCRIPTION: Owner 2) TOWN HALL POSITION: Secretary NATURE: Non-Profit - I am a Trustee. Town Hall is a 1,500-seat,501C3 non-profit national historic landmark venue in the heart of New York City, created by suffragists in 1921 and host to countless cultural and musical milestones Strauss, Stravinsky, and Isaac Stern made their US debuts at Town Hall. Marian Anderson gave her first New York recital there. Dizzy Gillespie and Charlie Parker debuted bebop to the world at Town Hall.Margaret Sanger was arrested for daring to speak to an audience of men and women about birth control.Bob Dylan performed his first major concert at Town Hall.America's Town Meeting of the Air was one of the most celebrated and influential public discussion shows of the twentieth century, and featured guests as diverse as Eleanor Roosevelt, Langston Hughes, Richard Nixon, and Jackie Robinson. Town Hall continues to be a forum for the people--a welcome home of expression, education and exploration. In recent history, Town Hall welcomed Gilberto Gil,Joan Baez, Stephen Colbert,Jack White, Patti Smith, Larry David, Tig Notaro, Garrison Keillor, Ray LaMontagne, Ira Glass, and Neil deGrasse Tyson. We welcome the Prairie Home Companion, New York Comedy Festival, and TED Talks. We welcome debuts and old favorites, tributes and experiment, collaborations and conversation. Town Hall welcomes thousands of public school children every year who participate in the Town Hall Arts in Education program. And we welcome you--the people of New York City, the people of the world--to the hall for all, The Town Hall. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 123 West 43rd Street, New York NY 10036, United States DESCRIPTION: Secretary-prepare board meeting notes, distribute minutes, prepare packages of reports from various committess, prepare agendas, interact with various employees and other trustees and executive committess. 3. Affiliated Advisors LLC; POSITION: President; NATURE: This is a DBA; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 160; SECURITIES TRADING HOURS: 160; START DATE: 03/24/2021; ADDRESS: 310 Riverside Drive, Suite 1420, New York, New York 10025, United States; DESCRIPTION: President.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-18 |
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