David J. Fabos

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 07/2019
  Lincoln Financial Advisors Corporation
  Chicago, IL
• 07/2019 → Present
  Jpmorgan Chase Bank Na
  Chicago, IL
• 07/2019 → Present
  Jpmorgan Securities Llc
  Chicago, IL

Previous Registrations

• 2011-11-14 → 2019-07-01
  Osaic Fa, Inc.
  Fort Wayne, IN
  Crystal Lake, IL
  Chicago, IL

Other Businesses

Effective 09/02/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: FAB Advisors Investment related: No Address: Crystal Lake, IL Nature of the other business: Provide accounting and bookkeeping services for small businesses Position/Title/Relationship: Consultant Start Date: 01-Jul-2019 Approximate # of hours a month: 5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Consultant Entity Name: David J. Fabos Investment related: No Address: Crystal Lake, Il Nature of the other business: Officiate high school sports Position/Title/Relationship: Sole Proprietor /Sports Official Start Date: 01-Jul-2019 Approximate # of hours a month: 10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Working as a sports official DAVID FABOS, IL 60014 CATEGORY: SPORTS COACH OR OFFICIAL INVESTMENT RELATED: NO TITLE: REFEREE DUTIES: OFFICIATE GAMES START DATE: 10/19/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 WEBSITE ADDRESS: NO

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-11
• S63 Uniform Securities Agent State Law Examination
  2006-02-13

Other Names

• David James Fabos
• David J. Fabos
• David J Fabos