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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-21
  • FL RA
    APPROVED
    Since 2023-06-21

Branch Locations

7284 W Palmetto Park Rd Ste 106, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 01/2014 08/2023
Securian Financial Services Inc. St. Paul MN 01/2014 08/2023
Evershore Financial Group Boca Raton FL 01/2014 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2014 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 01/2014 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2014 → Present
    Evershore Financial Group
    Boca Raton, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-14 → 2023-08-10
    Securian Financial Services, Inc.
    Boca Raton, FL
    St. Paul, MN
  • 2012-05-30 → 2014-01-02
    Legend Advisory, Llc
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
  • 2005-11-10 → 2012-04-16
    West Palm Beach, FL
    West Palm Beach, FL
    Newark, NJ
    West Palm Beach, FL
  • 2000-12-14 → 2005-06-16
    Fort Wayne, IN
Other Businesses

1) EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 3300 PGA Blvd, Palm Beach Gardens FL 33410, United States DESCRIPTION: Firm level fixed insurance 2) UNITED AMERICAM INS: CO. POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2022 ADDRESS: 7284 W Palmetto Park Rd., suite 106, Boca Raton FL 33433, United States DESCRIPTION: Offering medicare supplemental insurance 3) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-07
S63 Uniform Securities Agent State Law Examination 1985-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1985-07-29

View on SEC IAPD

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