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7701 Forsyth Suite 720, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-08-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bristol Financial Llc | St Louis | MO | 07/2018 | Present |
| Unemployed | Saint Louis | MO | 02/2018 | 07/2018 |
| Forest Securities Inc | Chicago | MO | 03/2016 | 02/2018 |
David M. Apted, LLC., Managing Member, LLC making application with MO as an RIA., >1hr per month; Started 12/2017; May occur during market hours. Firm is reviewing but has not approved activity. DAVID MICHAEL APTED is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Bristol Financial LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Bristol Financial LLC in their capacity as a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-04 |
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