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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2014-03-03
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2014-03-03

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-27
  • S63 Uniform Securities Agent State Law Examination
    2007-06-27
Other Names
  • Tara Grace Raphael

View on SEC IAPD

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