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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stiba Financial Group, Inc. | Waco | TX | 06/2002 | Present |
| Woodbury Financial | Waco | TX | 05/2006 | 09/2016 |
| Lion Street Financial | Waco | TX | 09/2016 | Present |
| Lion Street Advisors | Waco | TX | 09/2016 | Present |
| Integrity Alliance, Llc. | Waco | TX | 11/2025 | Present |
| Integrity Alliance, Llc. | Waco | TX | 11/2025 | Present |
1) STIBA-BEENE WEALTH MANAGEMENT POSITION: Owner NATURE: LLC formed for shared office expenses and rental agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2009 ADDRESS: 400 AUSTIN AVE STE 200, WACO TX 767012122, United States DESCRIPTION: N/A 2) PRODUCER WITH LION STREET FOR FIXED BUSINESS ONLY AND HAS NO MANAGERIAL DUTIES OR SUPERVISION. 3) ESTATE PLANNING TEAM POSITION: referral source NATURE: Estate Planning Team (EPT) is a membership organization comprised of attorneys, CPAs, QI's, real estate, insurance, and financial service professionals dedicated to helping their clients preserve their wealth and protect their estates. As a member of EPT, you have access to independent tax and legal professionals with the expertise to present capital gains tax deferral solutions to your clients. One of these strategies is the Deferred Sales Trust, (DST), a potential solution to defer capital gains tax and depreciation recapture tax exposure on the sale of highly appreciated business, real estate, farm or other assets INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/07/2023 ADDRESS: 45110 Club Dr, Ste B, Indian Wells CA 92210, United States DESCRIPTION: Provide recommendations for use of trust and then managing monies with the trustee. Access tax and legal professionals that present and execute the DST for my prospects as part of a monthly membership fee. No fees paid to/from EPT. Only fees rec'd will be those that run through BD as part of fee based/commissionable products managed within the trust. Access to lead generation website and marketing guides. 4) STIBA WEALTH MANAGEMENT LLC POSITION: Owner NATURE: financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2009 ADDRESS: 400 AUSTIN AVE STE 200, WACO TX 767012122, United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-12 |
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