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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-11-03
TX RA APPROVED 2025-11-03
  • NH RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

400 Austin Ave Ste 200, Waco, TX 76701 • United States

300 Colorado St Ste 2600, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stiba Financial Group, Inc. Waco TX 06/2002 Present
Woodbury Financial Waco TX 05/2006 09/2016
Lion Street Financial Waco TX 09/2016 Present
Lion Street Advisors Waco TX 09/2016 Present
Integrity Alliance, Llc. Waco TX 11/2025 Present
Integrity Alliance, Llc. Waco TX 11/2025 Present
  • 06/2002 → Present
    Stiba Financial Group, Inc.
    Waco, TX
  • 05/2006 → 09/2016
    Woodbury Financial
    Waco, TX
  • 09/2016 → Present
    Lion Street Financial
    Waco, TX
  • 09/2016 → Present
    Lion Street Advisors
    Waco, TX
  • 11/2025 → Present
    Waco, TX
  • 11/2025 → Present
    Waco, TX
Previous Registrations
  • 2016-09-22 → 2025-11-03
    Lion Street Advisors, Llc
    Waco, TX
  • 2006-05-26 → 2016-09-27
    Woodbury Financial Services, Inc.
    Waco, TX
    Waco, TX
    Waco, TX
  • 2005-03-08 → 2011-11-04
    Waco, TX
  • 2003-02-13 → 2006-08-08
    One Advocate Group
    San Antonio, TX
  • 2002-10-23 → 2006-05-19
    Waco, TX
  • 2004-02-18 → 2004-12-31
    Waco, TX
  • 1995-06-01 → 2002-10-30
    Ws Griffith Securities, Inc.
    Hartford, CT
Other Businesses

1) STIBA-BEENE WEALTH MANAGEMENT POSITION: Owner NATURE: LLC formed for shared office expenses and rental agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2009 ADDRESS: 400 AUSTIN AVE STE 200, WACO TX 767012122, United States DESCRIPTION: N/A 2) PRODUCER WITH LION STREET FOR FIXED BUSINESS ONLY AND HAS NO MANAGERIAL DUTIES OR SUPERVISION. 3) ESTATE PLANNING TEAM POSITION: referral source NATURE: Estate Planning Team (EPT) is a membership organization comprised of attorneys, CPAs, QI's, real estate, insurance, and financial service professionals dedicated to helping their clients preserve their wealth and protect their estates. As a member of EPT, you have access to independent tax and legal professionals with the expertise to present capital gains tax deferral solutions to your clients. One of these strategies is the Deferred Sales Trust, (DST), a potential solution to defer capital gains tax and depreciation recapture tax exposure on the sale of highly appreciated business, real estate, farm or other assets INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/07/2023 ADDRESS: 45110 Club Dr, Ste B, Indian Wells CA 92210, United States DESCRIPTION: Provide recommendations for use of trust and then managing monies with the trustee. Access tax and legal professionals that present and execute the DST for my prospects as part of a monthly membership fee. No fees paid to/from EPT. Only fees rec'd will be those that run through BD as part of fee based/commissionable products managed within the trust. Access to lead generation website and marketing guides. 4) STIBA WEALTH MANAGEMENT LLC POSITION: Owner NATURE: financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2009 ADDRESS: 400 AUSTIN AVE STE 200, WACO TX 767012122, United States DESCRIPTION: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-12
  • S63 Uniform Securities Agent State Law Examination
    1984-06-12
Other Names
  • Ernie Stiba
  • Jr Ernest Adolf Stiba
  • Jr Ernie Stiba
  • Ernest Adolf Stiba

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