Brent James Beverly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1990 → 10/2022
  Fsc Securities Corporation
  Diamond Bar, CA
• 04/2000 → Present
  Tag Financial Inc.
  Diamond Bar, CA
• 10/2022 → Present
  Lpl Financial Llc
  Diamond Bar, CA

Previous Registrations

• 2000-08-02 → 2022-12-31
  The Advisory Group
  Diamond Bar, CA
• 1992-02-06 → 2022-10-12
  Fsc Securities Corporation
  Diamond Bar, CA
  San Juan Capistrano, CA

Other Businesses

1)09/21/2022 - The Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2000 2)09/21/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1984 3)09/21/2022 - Mortgage/Real Estate Services - Inv Rel - At Reported Business Location(s) - Start: 05/2006 4)09/21/2022 - TAG FINANCIAL, INC. - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/2000

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-16
• S63 Uniform Securities Agent State Law Examination
  1985-01-18

Designations

• Certified Financial Planner

Other Names

• B J Beverly