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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-15 |
| AZ | RA | APPROVED | 2011-05-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Surprise | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Surprise | AZ | 11/2016 | Present |
ALTERNATE POWER OF ATTORNEY FOR WELLS FARGO CLIENT; INV RELATED; PINETOP, AZ; START DATE 01/01/2027; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-18 |
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