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Carol Blade Yochem

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

511 Union St. 4Th Floor, Nashville, TN 37219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank Nashville TN 02/2014 Present
Ftb Advisors, Inc. Nashville TN 02/2014 Present
Lpl Financial Llc Nashville TN 08/2025 Present
  • 02/2014 → Present
    First Tennessee Bank
    Nashville, TN
  • 02/2014 → Present
    Ftb Advisors, Inc.
    Nashville, TN
  • 08/2025 → Present
    Nashville, TN
Previous Registrations
  • 2015-01-07 → 2025-08-21
    First Horizon Advisors, Inc.
    Nashville, TN
  • 2013-06-26 → 2014-02-28
    Greenville, SC
  • 2005-10-03 → 2012-06-27
    Raleigh, NC
    Raleigh, NC
  • 2008-02-12 → 2009-04-01
    Ironstone Securities, Inc.
    Raleigh, NC
  • 2002-07-11 → 2005-09-09
    Truist Investment Services, Inc.
    Nashville, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/25/2025 2. 08/21/2025- First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 03/01/2014- 60 Hours Per Month- 40 Hours During Trading 3. 08/21/2025- Nashville Downtown Partnership-Non-Profit Board Member- Not INV Related- At Nashville, TN- Start date 07/01/2015- 4 Hours Per Month- 4 Hours During Trading 4. 08/21/2025- Andrew Jackson Foundation- Non-Profit Board Member- Not INV Related- At Nashville, TN- Start date 07/01/2018- 4 Hours Per Month- 4 Hours During Trading 5. 08/21/2025- Nashville Area Chamber of Commerce- Non-Profit Board Member- Not INV Related- At Nashville, TN- Start date 07/01/2025 4 Hours Per Month- 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-10
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S66 Uniform Combined State Law Examination
    2000-11-10
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18
Other Names
  • Carol Jane Blade

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