Neal Jay Solomon

Current Employers

Employment History

• 01/1983 → Present
  Solomon Associates
  Gloversville, NY
• 06/2003 → Present
  Wealthpro, Llc
  Gloversville, NY
• 01/2005 → Present
  The Strategic Financial Alliance Inc.
  Gloversville, NY
• 01/2014 → Present
  The Strategic Financial Alliance, Inc.
  Gloversville, NY

Previous Registrations

• 2003-02-19 → 2003-02-20
  Lincoln Investment
  Gloversville, NY

Other Businesses

Name: Neal J. Solomon Position: Owner Nature: Occasionally sell internet domain names that I own. Investment Related: No Hours: Less than 1% of time. Securities Trading Hours: Less than 1% of time. Start Date: 2000 Address: 15 First Avenue, Gloversville, NY 12078 Description: No active duties, only sell domains I own on occasion. Name: SoloStorm Enterprises (Neal J. Solomon, DBA) Position: Owner Nature: Assumed name intended to be used for supporting operations for businesses operated by Neal &/or Robin Solomon such as contracting with employees who may serve businesses operated by Mr. or Dr. Solomon, or both. Investment Related: No Hours: Varies based on need. Securities Trading Hours: Varies based on need. Start Date: 08/2009 Address: 15 First Avenue, Gloversville, NY 12078 Description: Owner Name: WealthPro, LLC Position: Managing Member, Managing Director, Manager, Chief Compliance Officer, Owner Nature: Registered Investment Advisor - Financial Planning - Also WealthPro, LLC is a licensed insurance agency. Investment Related: Yes Hours: 190 Securities Trading Hours: 130 Start Date: 07/2003 Address: 15 First Avenue, Gloversville, NY 12078 Description: Operate the entire firm and offer services to clients. Name: Neal J. Solomon Position: Owner Nature: Expert witness and consultant. Investment Related: Yes Hours: Varies based on need, most months will be zero. Securities Trading Hours: Varies based on need, most months will be zero. Start Date: 01/2002 Address: 15 First Avenue, Gloversville, NY 12078 Description: Offer opinions as an expert in support of litigation and/or at a hearing. Name: Hearing Care Resources, LLC ("HCR") Position: Officer Nature: Audiology practice and hearing instrument dispenser. Investment Related: No Hours: Varies based on need. Securities Trading Hours: Varies based on need. Start Date: 07/2009 Address: 12 Mountain Ledge Drive, Suite #2, Wilton, New York 12831 Description: Chief financial officer and manager. Name: DBA "Solomon Associates" Position: Owner Nature: Umbrella name used for various financial services functions. Investment Related: Yes Hours: 7 Securities Trading Hours: 3 Start Date: 07/1983 Address: 15 First Avenue, Gloversville, NY 12078 Description: It is a DBA for me as an individual, Insurance Agent, RR at SFA, And IAR at WealthPro, LLC. Name: Neal Solomon Position: Owner Nature: Owner of commercial property. Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 06/1988 Address: 15 First Avenue, Gloversville, NY 12078 Description: Personally own real estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-04
• S63 Uniform Securities Agent State Law Examination
  1984-04-25

Designations