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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-10 |
Branch Locations
628 Maple Ave Suite 101, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Ins Co | Brooklyn | NY | 12/1999 | 03/2017 |
| Mml Investors Services, Llc | Peoria | AZ | 03/2017 | 05/2024 |
| Massmutual Life Insurance Co | Peoria | NY | 07/2016 | 05/2024 |
| Commonwealth Financial Network | Waltham | MA | 05/2024 | Present |
| Novus Wealth Strategies | Saratoga Springs | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-12 |
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