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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-17
NY RA APPROVED 2021-05-09
NJ RA APPROVED 2020-09-29
TX RA APPROVED 2020-09-25
  • FL RA
    APPROVED
    Since 2023-05-17
  • NY RA
    APPROVED
    Since 2021-05-09
  • NJ RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2020-09-25

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

60 Railroad Place Suite 405, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Saratoga Springs NY 01/2012 11/2016
Wells Fargo Clearing Services, Llc Saratoga Springs NY 11/2016 09/2020
Janney Montgomery Scott Llc Saratoga Springs NY 09/2020 04/2021
Janney Montgomery Scott Llc Saratoga Springs NY 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-09
  • S66 Uniform Combined State Law Examination
    2012-03-09

View on SEC IAPD

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